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Pessimism's Paradox: Conservative Offline Training Amplifies Reward Hacking During Online Adaptation in Reasoning Models

arXiv.org Machine Learning

Conservative offline training is widely advocated as a safe foundation for subsequent online adaptation: if a policy stays close to well-supported behaviour, the argument goes, it is less likely to exploit imperfections in a learned reward model. We challenge this intuition empirically and mechanistically. We train a Qwen3-14B policy under Direct Preference Optimisation (DPO) with three levels of conservatism ($β\in \{β_{\mathrm{lo}}, β_{\mathrm{mid}}, β_{\mathrm{hi}}\}$ derived from empirical log-ratio percentiles), then adapt each checkpoint online against a learned reward ensemble (3\,$\times$\,Qwen3-1.7B) while measuring true performance on GSM8K exact-answer accuracy. We find that \emph{higher offline conservatism monotonically increases reward-hacking damage}, measured by the Goodhart gap and its area under the curve (AUGC), with Spearman $ρ= 1.0$ across all three conditions. Mechanistic analysis reveals a three-link causal chain: (i) high-$β$ DPO compresses policy entropy, (ii) Low-entropy policies generate responses with reduced diversity, concentrating in a narrow region of the reward model's training distribution (lower pairwise cosine distance), and (iii) despite this proximity, ensemble disagreement (epistemic uncertainty) increases with $β$ and is exploited faster during online optimisation. We further fit a power-law curve to the $(β, \augc)$ data and identify a practical optimal conservatism level $β^{\star}$ that balances alignment fidelity against hacking vulnerability. Our results suggest that the field needs \emph{calibrated}, not \emph{maximal}, conservatism.


Compositional Discrete Latent Code for High Fidelity, Productive Diffusion Models

Neural Information Processing Systems

We argue that diffusion models' success in modeling complex distributions is, for the most part, coming from their conditioning. This paper investigates the representation used to condition diffusion models from the perspective that ideal representations should improve modeling the data distribution, be easy to generate, and be compositional to allow generalizing outside the training distribution. We introduce Discrete Latent Code (DLC), an image representation derived from Simplicial Embeddings trained with a self-supervised learning objective. DLCs are sequences of discrete tokens, as opposed to the standard continuous image embeddings. They are easy to generate and their compositionality enables sampling of novel images beyond the training distribution. Diffusion models trained with DLCs improve generation fidelity, establishing a new state-of-the-art for unconditional image generation on ImageNet. Additionally, we show that composing DLCs allows the image generator to produce interesting out-of-distribution samples that coherently combine the semantics of images in diverse ways. Finally, we showcase how DLCs can enable text-to-image generation by leveraging large-scale pretrained language models. Using only 9M image-caption pairs, we efficiently finetune a text diffusion model to generate novel DLCs that produces samples outside of the data distribution used to train the image generator.



AUC Maximization under Positive Distribution Shift

Neural Information Processing Systems

Maximizing the area under the receiver operating characteristic curve (AUC) is a popular approach to imbalanced binary classification problems. Existing AUC maximization methods usually assume that training and test distributions are identical. However, this assumption is often violated in practice due to {\it a positive distribution shift}, where the negative-conditional density does not change but the positive-conditional density can vary. This shift often occurs in imbalanced classification since positive data are often more diverse and time-varying than negative data. To deal with this shift, we theoretically show that the AUC on the test distribution can be expressed by using the positive and marginal training densities and the marginal test density. Based on this result, we can maximize the AUC on the test distribution by using positive and unlabeled data in the training distribution and unlabeled data in the test distribution. The proposed method requires only positive labels in the training distribution as supervision. Moreover, the derived AUC has a simple form and thus is easy to implement. The effectiveness of the proposed method is shown with four real-world datasets.







StabilizingOff-PolicyQ-LearningviaBootstrapping ErrorReduction

Neural Information Processing Systems

One of the primary drivers of the success of machine learning methods in open-world perception settings, such ascomputer vision [19]and NLP [8],has been the ability ofhigh-capacity function approximators, suchasdeepneuralnetworks,tolearngeneralizable modelsfromlargeamountsof data.